Elizabeth Erickson is a registered investment advisor, based in Westford, MA, with 29 years of industry experience.
Location
Westford, MA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Retirement Advisors, LLC
December 2016 - Present · 9 yrs 5 mos
Transamerica Investors Securities, LLC
December 2016 - Present · 9 yrs 5 mos
Transamerica Investors Securities, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.Broker
June 2009 - November 2016 · 7 yrs 5 mos
CUNA Brokerage Services, INC.
June 2009 - November 2016 · 7 yrs 5 mos
UBS Financial Services INC.
June 2008 - June 2009 · 1 yr
UBS Financial Services INC.Broker
June 2008 - June 2009 · 1 yr
Diversified Investors Securities CORP.Broker
May 2007 - May 2008 · 1 yr
Citigroup Global Markets INC.Broker
February 2002 - August 2005 · 3 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
May 1994 - October 2001 · 7 yrs 5 mos
Dean Witter Reynolds INC.Broker
March 1994 - April 1994 · 1 mo
State Registrations1 state
MA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.