Gerald Asplund
Gerald Asplund is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wayzata, MN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1001 Twelve Oaks Center Dr Ste, 1009, Wayzata, MN, 55391
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerald is an insurance producer for non-variable insurance products since 2016, dedicating a few hours per week. He also has multiple business entities, including Highcroft Investment Advisors and Highcroft, Inc., and works as a financial consultant for Corporate and Taft Hartley Solutions.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Jackson National Life Distributors, INC.Broker
American Skandia Marketing, INC.Broker
Dain Rauscher IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.