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CFP
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CFP

Gerald Asplund

LPL Financial LLC
32 Years of Experience
Plymouth, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gerald Asplund is a CFP-designated registered investment advisor at LPL Financial LLC, based in Plymouth, MN, with 32 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3655 Plymouth Blvd Ste 105, Plymouth, MN, 55446

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gerald is an insurance producer for non-variable insurance products since 2016, dedicating a few hours per week. He also has multiple business entities, including Highcroft Investment Advisors and Highcroft, Inc., and works as a financial consultant for Corporate and Taft Hartley Solutions.

Employment History
Current Registrations
LPL Financial LLC
December 2013 - Present · 12 yrs 10 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
October 2002 - December 2012 · 10 yrs 2 mos
Jackson National Life Distributors, INC.Broker
January 2002 - July 2002 · 6 mos
American Skandia Marketing, INC.Broker
October 2000 - November 2001 · 1 yr 1 mo
Dain Rauscher IncorporatedBroker
February 1999 - August 2000 · 1 yr 6 mos
Dean Witter Reynolds INC.Broker
May 1993 - February 1999 · 5 yrs 9 mos
State Registrations8 states
AZCAFLIAMNSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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