BB
BB

Bruce Barron

44 Years of Experience
Plymouth, MN
2 DisclosuresBroker

Bruce Barron is a registered investment advisor at LPL Financial LLC, based in Plymouth, MN, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2 Carlson Pkwy N, Ste 165, Plymouth, MN, 55447

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Denied
Customer Dispute
March 1994
Settled
Other Business Activities

Bruce owns multiple real estate rental properties. He spends minimal time on each property per month.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & Reed
May 2016 - July 2021 · 5 yrs 2 mos
Waddell & ReedBroker
April 2016 - July 2021 · 5 yrs 3 mos
UBS Financial Services INC.
December 2010 - May 2016 · 5 yrs 5 mos
UBS Financial Services INC.Broker
November 2010 - May 2016 · 5 yrs 6 mos
Nations Financial Group, INC.
February 2005 - December 2010 · 5 yrs 10 mos
Nations Financial Group, INC.Broker
January 2005 - December 2010 · 5 yrs 11 mos
Wachovia Securities, LLCBroker
July 2003 - January 2005 · 1 yr 6 mos
Wachovia Securities, LLC
July 2003 - January 2005 · 1 yr 6 mos
Prudential Securities Incorporated
February 1995 - July 2003 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
April 1993 - July 2003 · 10 yrs 3 mos
Piper Jaffray INC.Broker
September 1981 - April 1993 · 11 yrs 7 mos
Noble Securities CO.Broker
May 1981 - October 1981 · 5 mos
State Registrations4 states
FLMNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Barron - Financial Advisor | TrueAdvisor