Bruce Barron is a registered investment advisor at LPL Financial LLC, based in Plymouth, MN, with 45 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2 Carlson Pkwy N, Ste 165, Plymouth, MN, 55447
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2004Customer Dispute
March 1994Other Business Activities
Bruce owns multiple real estate rental properties. He spends minimal time on each property per month.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Piper Jaffray INC.Broker
Noble Securities CO.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Pradeep SukhaniLPL Financial LLC
- John Cavanaugh, CFPLPL Financial LLC
- Gerald Asplund, CFPLPL Financial LLC
- John Comer, CFPLPL Financial LLC
- Brent Voeller, CFPLPL Financial LLC
- Fang Huang, CFPEcho Wealth Management, LLC