Jeffrey Rotman
Jeffrey Rotman is a registered investment advisor at MML Investors Services, LLC, based in Boca Raton, FL, with 34 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
621 NW 53rd St, Suite 125, Boca Raton, FL, 33487
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2011Regulatory
March 1994Other Business ActivitiesSells Insurance
Jeffrey is involved in an outside insurance business as a sales agent, selling life, fixed annuities, disability, LTC, health, group health, and group life insurance products, dedicating minimal time. He also provides insurance consulting services on an hourly basis, dedicating minimal time, and assists his daughter with her music business, dedicating a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Jefferson Pilot Securities CorporationBroker
Prime Capital Services, INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.