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Jeffrey Rotman

MML Investors Services, LLC
35 Years of Experience
Boca Raton, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Jeffrey Rotman is a registered investment advisor at MML Investors Services, LLC, based in Boca Raton, FL, with 35 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

621 NW 53rd St, Suite 125, Boca Raton, FL, 33487

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Regulatory
March 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is involved in an outside insurance business as a sales agent, selling life, fixed annuities, disability, LTC, health, group health, and group life insurance products, dedicating minimal time. He also provides insurance consulting services on an hourly basis, dedicating minimal time, and assists his daughter with her music business, dedicating a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
July 2011 - Present · 15 yrs 3 mos
MML Investors Services, LLC
April 2011 - Present · 15 yrs 6 mos
MML Investors Services, LLCBroker
April 2011 - Present · 15 yrs 6 mos
Previous Registrations
Park Avenue Securities LLC
April 2001 - March 2011 · 9 yrs 11 mos
Park Avenue Securities LLCBroker
May 1999 - March 2011 · 11 yrs 10 mos
Guardian Investor Services CorporationBroker
February 1998 - May 1999 · 1 yr 3 mos
Jefferson Pilot Securities CorporationBroker
October 1997 - June 1998 · 8 mos
Prime Capital Services, INC.Broker
August 1997 - January 1998 · 5 mos
Jefferson-Pilot Investor Services, INC.Broker
February 1995 - October 1997 · 2 yrs 8 mos
Metlife Securities INC.Broker
November 1990 - September 1994 · 3 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
November 1990 - September 1994 · 3 yrs 10 mos
State Registrations7 states
CAFLMDNCOHRITN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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