Paul Ferrante
Paul Ferrante is a registered investment advisor at MML Investors Services, LLC, based in Boca Raton, FL, with 23 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
150 East Palmetto Park Road, Suite 800, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (2)
Regulatory
November 2013Employment Separation After Allegations
January 2011Other Business ActivitiesSells Insurance
Paul works as an insurance sales agent for Lenox Advisors since 2011, dedicating minimal time to this role. Paul also owns rental property since 2003 and spends minimal time on related tasks such as collecting rent and handling tenant issues.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
Northwestern Mutual Investment Services, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.