Brad Berkowitz
Brad Berkowitz is a registered investment advisor at MML Investors Services, LLC, based in Boca Raton, FL, with 18 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3010 N Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Brad represents football players for CFL contracts and marketing deals, but does not handle their investments. He is also an insurance agent selling various insurance products, dedicating a few hours per week, and receives referral fees for health insurance leads, taking minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Access Securities, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Lehman Brothers INC.Broker
Lehman Government Securities INC.Broker
Lehman Special Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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