AF
AF
Adam Fetterman
34 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
Adam Fetterman is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2017Denied
Customer Dispute
January 2009Denied
Employment History
Current Registrations
Morgan Stanley
December 2020 - Present · 5 yrs 7 mos
Morgan StanleyBroker
December 2020 - Present · 5 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
May 2008 - December 2020 · 12 yrs 7 mos
UBS Financial Services INC.Broker
May 2008 - December 2020 · 12 yrs 7 mos
Wachovia Securities, LLCBroker
July 2003 - May 2008 · 4 yrs 10 mos
Wachovia Securities, LLC
July 2003 - May 2008 · 4 yrs 10 mos
Prudential Securities Incorporated
November 2000 - July 2003 · 2 yrs 8 mos
Prudential Securities IncorporatedBroker
November 2000 - July 2003 · 2 yrs 8 mos
Salomon Smith Barney INC.Broker
March 2000 - November 2000 · 8 mos
Painewebber IncorporatedBroker
September 1997 - March 2000 · 2 yrs 6 mos
First Miami Securities, INC.Broker
January 1992 - September 1997 · 5 yrs 8 mos
Metlife Securities INC.Broker
May 1991 - January 1992 · 8 mos
Metropolitan Life Insurance CompanyBroker
May 1991 - January 1992 · 8 mos
State Registrations35 states
AKALARAZCACOCTDCDEFLGAILLAMAMDMNMOMSNCNHNJNVNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.