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CFP
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CFP

Thomas Eastwood

Rockefeller Capital Management
35 Years of Experience
Winter Park, FL
1 DisclosureBroker
View SEC Summary
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Thomas Eastwood is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Winter Park, FL, with 35 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Orange Ave, Floor 2, Winter Park, FL, 32789

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is a partner at White Caps LLC and a trustee for Edgewood Children's Ranch, a charitable organization. He dedicates minimal time to this role.

Employment History
Current Registrations
Rockefeller Capital Management
December 2025 - Present · 10 mos
Rockefeller Financial LLCBroker
December 2025 - Present · 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2010 - December 2025 · 15 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2010 - December 2025 · 15 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - July 2010 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2010 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2004 - April 2007 · 2 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 2004 - April 2007 · 2 yrs 5 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1998 - November 2004 · 6 yrs 7 mos
Legg Mason Wood Walker INC
April 1998 - November 2004 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1991 - April 1998 · 6 yrs 11 mos
Hibbard Brown & CO., INC.Broker
August 1990 - March 1991 · 7 mos
State Registrations22 states
ALAZCACOCTDEFLGAILINKYMANCNJNYORRISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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