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CFP

Duncan Wheeler

Rockefeller Capital Management
6 Years of Experience
Winter Park, FL
Broker
View SEC Summary
View SEC Summary

Duncan Wheeler is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Winter Park, FL, with 6 years of industry experience. Duncan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Orange Ave, Floor 2, Winter Park, FL, 32789

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Duncan is a manager at Orlando Food Finders, LLC, an advertising service for Orlando restaurants on Instagram. This activity takes a few hours per week.

Employment History
Current Registrations
Rockefeller Capital Management
June 2023 - Present · 3 yrs 4 mos
Rockefeller Financial LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Truist Advisory Services, INC.
November 2020 - June 2023 · 2 yrs 7 mos
Truist Investment Services, INC.Broker
September 2020 - June 2023 · 2 yrs 9 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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