Hoa Truong
Hoa Truong is a registered investment advisor at Osaic Wealth, INC., based in Lynnwood, WA, with 35 years of industry experience. Hoa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Lynnwood, WA
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Regulatory History (1)
Customer Dispute
September 1995Other Business ActivitiesSells Insurance
Hoa is a contracted insurance agent selling fixed annuities and term life insurance, dedicating about 10-20% of their time to this activity. Hoa also works full-time as a financial advisor with Securities America Advisors, offering asset management, securities, retirement plans, and annuities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Global Capital Securities CorporationBroker
Chatfield Dean & CO., INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.