TrueAdvisor
TrueAdvisor
GG
GG

Gregory Gobble

Osaic Institutions, INC.
36 Years of Experience
Creve Coeur, MO
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Gregory Gobble is a registered investment advisor at Osaic Institutions, INC., based in Creve Coeur, MO, with 36 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11901 Olive Blvd, Creve Coeur, MO, 63141

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Denied
Customer Dispute
July 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory invests in real estate, buying and fixing properties for profit since January 2022. This activity is not investment-related.

Employment History
Current Registrations
Osaic Institutions, INC.
March 2020 - Present · 6 yrs 7 mos
Osaic Institutions, INC.Broker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
LPL Financial LLC
December 2019 - April 2020 · 4 mos
LPL Financial LLCBroker
December 2019 - April 2020 · 4 mos
CUNA Brokerage Services, INC.
June 2018 - December 2019 · 1 yr 6 mos
CUNA Brokerage Services, INC.Broker
June 2018 - December 2019 · 1 yr 6 mos
Prudential Financial Planning Services
May 2018 - May 2018 · 0 mos
Pruco Securities, LLC.Broker
May 2018 - May 2018 · 0 mos
Cetera Investment Services LLCBroker
October 2017 - April 2018 · 6 mos
Cetera Investment Advisers LLC
October 2017 - April 2018 · 6 mos
Investment Professionals, INC.Broker
February 2017 - October 2017 · 8 mos
Investment Professionals, INC.
February 2017 - October 2017 · 8 mos
Infinex Investments, INC.Broker
January 2017 - February 2017 · 1 mo
First Brokerage America, L.L.C.
May 2012 - January 2017 · 4 yrs 8 mos
First Brokerage America, L.L.C.Broker
March 2012 - January 2017 · 4 yrs 10 mos
Park Avenue Securities LLCBroker
March 2012 - March 2012 · 0 mos
Moloney Securities CO., INC.
October 2011 - March 2012 · 5 mos
Moloney Securities CO., INC.Broker
October 2011 - March 2012 · 5 mos
Alton Capital Management, INC.
June 2011 - October 2011 · 4 mos
Alton Securities Group INC.Broker
June 2011 - October 2011 · 4 mos
PNC Investments
January 2011 - May 2011 · 4 mos
PNC InvestmentsBroker
January 2011 - May 2011 · 4 mos
Berthel Fisher & Company Financial Services, INC.
October 2010 - December 2010 · 2 mos
Berthel, Fisher & Company Financial Services, INC.Broker
October 2010 - December 2010 · 2 mos
Sii Investments, INC.
December 2005 - November 2010 · 4 yrs 11 mos
Sii Investments, INC.Broker
December 2005 - November 2010 · 4 yrs 11 mos
Compass Capital Asset Management
June 2003 - December 2005 · 2 yrs 6 mos
Uvest Financial Services Group, INC.Broker
June 2003 - December 2005 · 2 yrs 6 mos
Citigroup Global Markets INC.
October 2001 - June 2003 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
June 2001 - June 2003 · 2 yrs
Edward JonesBroker
October 1998 - June 2001 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1997 - October 1998 · 1 yr 7 mos
First of America Brokerage Service, INC.Broker
June 1996 - February 1997 · 8 mos
A. G. Edwards & Sons, INC.Broker
September 1995 - May 1996 · 8 mos
First of America Brokerage Service, INC.Broker
May 1995 - September 1995 · 4 mos
Edward D. Jones & CO., L.P.Broker
August 1990 - May 1995 · 4 yrs 9 mos
Hibbard Brown & CO., INC.Broker
May 1990 - July 1990 · 2 mos
State Registrations12 states
ALARCAFLILINMIMONJORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Creve Coeur, MO →All financial advisors in Missouri →