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Jeffrey Swartzentruber

&partners
35 Years of Experience
Wooster, OH
1 DisclosureBroker
View SEC Summary
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Jeffrey Swartzentruber is a registered investment advisor at &partners, based in Wooster, OH, with 35 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 62,194 clients with $30B in assets under management.

&partners
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
62,194 clients
Average Client Portfolio
$487K average
Assets Under Management
$30.3B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fee is based on a percentage of assets under management, capped at 3.0%. Fees are individually negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

543 Riffel Road #F, Wooster, OH, 44691

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey is the owner of Swartzentruber Wealth Management LLC, which was used for business activities as an independent with Wells Fargo FiNet. While affiliated with &Partners, all activities will cease, but the LLC shell will remain, taking about 10-20% of Jeffrey's time.

Employment History
Current Registrations
&partners
October 2024 - Present · 2 yrs
&partnersBroker
October 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2020 - October 2024 · 4 yrs 6 mos
Wells Fargo Advisors
April 2020 - October 2024 · 4 yrs 6 mos
Wells Fargo Clearing Services, LLC
November 2004 - April 2020 · 15 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
October 2004 - April 2020 · 15 yrs 6 mos
Uvest Financial Services Group, INC.Broker
October 2003 - November 2004 · 1 yr 1 mo
Invest Financial CorporationBroker
November 2001 - November 2003 · 2 yrs
The Investment Center, INC.Broker
November 2000 - September 2001 · 10 mos
Next Advisors INC.Broker
August 1995 - February 2001 · 5 yrs 6 mos
Vista Financial Services CorporationBroker
February 1995 - July 1995 · 5 mos
Centennial Securities Company, INC.Broker
November 1993 - August 1995 · 1 yr 9 mos
Smith Barney Shearson INC.Broker
July 1992 - November 1993 · 1 yr 4 mos
Olde Discount CorporationBroker
August 1991 - July 1992 · 11 mos
First Investors CorporationBroker
May 1990 - December 1990 · 7 mos
State Registrations26 states
AZCACOFLGAIAILINKYLAMAMDMEMIMNNCNJNYOHOKPASCUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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