John Lagattuta
John Lagattuta is a registered investment advisor at Centaurus Financial, INC., based in Cleveland, OH, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
Cleveland, OH
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2016Customer Dispute
November 2010Customer Dispute
October 2010Customer Dispute
May 2008Employment Separation After Allegations
July 1993Other Business Activities
John owns CandleTrap, where he is prototyping a candle extinguishing device, and spends a few hours per week on it. He is also a general contractor for residential construction, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.