RS
ChFC
RS
ChFC

Rajer Shah

36 Years of Experience
Phoenix, AZ
BrokerSells Insurance

Rajer Shah is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Phoenix, AZ, with 36 years of industry experience. Rajer is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2201 E Camelback Rd, Ste 400, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Rajer may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2006 - Present · 20 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
June 1990 - Present · 36 yrs 4 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
June 1990 - January 2002 · 11 yrs 7 mos
State Registrations27 states
AZCACODCDEFLGAHIIAILINLAMAMDMIMNNCNJNVNYOHORTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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