RS
ChFC
RS
ChFC

Rajer Shah

35 Years of Experience
Phoenix, AZ
BrokerSells Insurance

Rajer Shah is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Phoenix, AZ, with 35 years of industry experience. Rajer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2201 E Camelback Rd, Ste 400, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Rajer may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2006 - Present · 20 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
June 1990 - Present · 35 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
June 1990 - January 2002 · 11 yrs 7 mos
State Registrations27 states
AZCACODCDEFLGAHIIAILINLAMAMDMIMNNCNJNVNYOHORTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.