TrueAdvisor
TrueAdvisor
RC
RC

Robert Cotter

Northwestern Mutual Investment Services,llc
2 Years of Experience
Phoenix, AZ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Robert Cotter is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Phoenix, AZ, with 2 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

2201 E Camelback Rd, Ste 400, Phoenix, AZ, 85016

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2025 - Present · 1 yr 5 mos
Northwestern Mutual Investment Services, LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2023 - February 2024 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2023 - February 2024 · 10 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Phoenix, AZ →All financial advisors in Arizona →