James Turner is a registered investment advisor at LPL Enterprise, LLC, based in Plano, TX, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
5700 Granite Pkwy, Suite 360, Plano, TX, 75024
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Regulatory History (1)
Customer Dispute
January 2017Other Business Activities
James acts in a fiduciary capacity for the Dana Frazier Irrevocable Trust since 2017. This activity, which is not investment-related, requires minimal time.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
First Command Advisory Services
First Command Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ims Financial Advisors, INC.
Ims Securities, INC.Broker
Wfg Investments, INC.Broker
Wfg Advisors, LP
Summitalliance Advisors, L.L.C.
Summitalliance Securities, L.L.C.Broker
Summitalliance Advisors, L.L.C.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
RBC Dain Rauscher INC.Broker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.