John Andraos
John Andraos is a registered investment advisor at LPL Financial LLC, based in Glendale, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
450 N Brand Blvd., Suite 820, Glendale, CA, 91203
Get directionsHistory
Regulatory History (4)
Financial
August 2021Financial
March 2020Financial
January 2020Financial
December 2019Other Business ActivitiesSells Insurance
John is the CEO and general agent at Southwestern Financial Network and Insurance Services, where he solicits various insurance products, dedicating about a quarter of his time. He also operates Southwestern Wealth Management as a DBA for his LPL business, spending most of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Equity Services, INC.Broker
Ameritas Investment CORP.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
MML Investors Services, INC.Broker
Nylife Securities INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.