BM
CFP
BM
CFP

Brian Mills

32 Years of Experience
Dublin, OH
1 DisclosureBroker

Brian Mills is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dublin, OH, with 32 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5910 Wilcox Place Suite F, Dublin, OH, 43016

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History

Regulatory History (1)
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Customer Dispute
March 2016
Denied
Other Business Activities

Brian is the 50% owner and president of Mills Financial Planning, Inc., a DBA for investment services and financial planning, dedicating about a quarter of his time. He also works as an adjunct instructor at Franklin University for a few hours per week and sells goods on eBay, dedicating a variable amount of time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
November 2010 - Present · 15 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
November 2010 - March 2024 · 13 yrs 4 mos
LPL Financial Corporation
October 1999 - November 2010 · 11 yrs 1 mo
Mills Financial Planning, INC.
August 1999 - December 2004 · 5 yrs 4 mos
LPL Financial CorporationBroker
July 1998 - November 2010 · 12 yrs 4 mos
Royal Alliance Associates, INC.Broker
January 1994 - August 1998 · 4 yrs 7 mos
State Registrations14 states
AKDCFLILINLAMDMIMONYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Mills - Financial Advisor | TrueAdvisor