KM
KM

Kenneth Morris

34 Years of Experience
Dublin, OH
1 DisclosureBrokerSells Insurance

Kenneth Morris is a registered investment advisor at Cetera Investment Advisers LLC, based in Dublin, OH, with 34 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Dublin, OH

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Closed-No Action
Other Business ActivitiesSells Insurance

Kenneth is an insurance agent selling fixed insurance products since 1991, dedicating minimal time. He also owns Side Enterprises, LLC, a manufacturing company, and is the president of Morris Wealth Management, Inc., a securities-related DBA, spending about a quarter of his time on this.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
December 2024 - Present · 1 yr 5 mos
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLC
February 2010 - December 2024 · 14 yrs 10 mos
LPL Financial LLCBroker
February 2010 - December 2024 · 14 yrs 10 mos
Raymond James Financial Services Advisors, INC
January 2009 - February 2010 · 1 yr 1 mo
Raymond James Financial Services
July 2000 - January 2009 · 8 yrs 6 mos
Raymond James Financial Services, INC.Broker
May 2000 - February 2010 · 9 yrs 9 mos
New England SecuritiesBroker
January 1996 - June 2000 · 4 yrs 5 mos
New England SecuritiesBroker
August 1991 - December 1995 · 4 yrs 4 mos
State Registrations10 states
COFLGAINMINCOHPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.