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James Morrison

Keystone Financial Group, LLC
36 Years of Experience
Somerset, KY
Broker
View SEC Summary
View SEC Summary

James Morrison is a registered investment advisor at Keystone Financial Group, LLC, based in Somerset, KY, with 36 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 6,628 clients with $2.3B in assets under management.

Keystone Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
6,628 clients
Average Client Portfolio
$353K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range between 0.25% and 2.00% depending on the services, account size, and representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

38 Public Square, Somerset, KY, 42501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James operates Keystone Financial Group as a DBA for his LPL business and as a registered investment advisor. He also uses Town Square Investments as a business entity for tax/investment purposes, dedicating minimal time to it.

Employment History
Current Registrations
Keystone Financial Group, LLC
May 2014 - Present · 12 yrs 5 mos
LPL Financial LLC
May 2014 - Present · 12 yrs 5 mos
LPL Financial LLCBroker
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
May 2008 - May 2014 · 6 yrs
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 2008 - May 2014 · 6 yrs
Wachovia Securities, LLCBroker
January 2008 - May 2008 · 4 mos
Wachovia Securities, LLC
January 2008 - May 2008 · 4 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 2003 - January 2008 · 5 yrs
J.J.B. Hilliard, W.L. Lyons, INC.Broker
August 1990 - February 2003 · 12 yrs 6 mos
State Registrations17 states
ALCAFLGAILINKYMDMNMONYOHSCTNVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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