Sean Rhodes is a registered investment advisor, based in Batavia, IL, with 32 years of industry experience.
Location
611 Ozier Dr, Batavia, IL, 60510
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Regulatory History (1)
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Customer Dispute
May 2003Settled
Other Business Activities
Sean is the owner and investment adviser representative at Rhodes Capital Management, Inc., dedicating full-time hours to this role. He is also a representative at Accurate Wealth Management, LLC, spending about half his time there.
Employment History
Current Registrations
Aag Capital, INC
August 2022 - Present · 3 yrs 9 mos
Aag Capital, INCBroker
August 2022 - Present · 3 yrs 9 mos
Accurate Wealth Management, LLC
June 2022 - Present · 3 yrs 11 mos
Rhodes Capital Management, INC.
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Onyx Bridge Wealth Group LLC
January 2021 - June 2022 · 1 yr 5 mos
Elite Investment Team LLC
September 2019 - December 2020 · 1 yr 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2010 · 1 yr 6 mos
Citigroup Global Markets INC.
November 2007 - June 2009 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
November 2007 - June 2009 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2002 - November 2007 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - November 2007 · 5 yrs 9 mos
First Union Securities Financial Network, INC.Broker
February 1998 - January 2002 · 3 yrs 11 mos
Olde Discount CorporationBroker
May 1992 - February 1998 · 5 yrs 9 mos
Franklin-Lord, INC.Broker
April 1992 - May 1992 · 1 mo
State Registrations4 states
FLGAILIN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.