Barry Krumwiede
Barry Krumwiede is a registered investment advisor at LPL Financial LLC, based in Downers Grove, IL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2655 Warrenville Rd Ste 175, Downers Grove, IL, 60515
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2008Customer Dispute
March 2008Other Business ActivitiesSells Insurance
Barry operates under several DBAs for his LPL business, including Professional Wealth Advisors and PWA. He also engages in non-variable insurance activities through Capitas Financial and PWA Financial Services LLC, and serves as a board member for Buckley State Bank.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Essex National Securities, INC.Broker
Copeland Equities, INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.