James Switzer
James Switzer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Spartanburg, SC, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1983 South Pine Street, Spartanburg, SC, 29302
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2009Other Business Activities
James is involved in agriculture/farming with Cross Arrow Farms since 2006, dedicating minimal time. He also has a personal/private investment called Oceanna II and is a branch manager for Switzer Wealth Partners, each requiring minimal time commitment.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Interstate/johnson Lane CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.