HF
HF

Harry Foster

45 Years of Experience
Spartanburg, SC
3 DisclosuresBroker

Harry Foster is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Spartanburg, SC, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1445 East Main Street, Spartanburg, SC, 29307

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Denied
Customer Dispute
December 1991
Settled
Criminal
June 1972
Final Disposition
Other Business Activities

Harry is the President of H Daniel Foster Company. He dedicates minimal time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 8 mos
Previous Registrations
Raymond James Financial Services
May 1999 - January 2009 · 9 yrs 8 mos
Robert Thomas Securities, INCBroker
August 1987 - January 1999 · 11 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1982 - August 1987 · 4 yrs 8 mos
J.C. Bradford & CO.Broker
March 1981 - December 1982 · 1 yr 9 mos
State Registrations20 states
ALCADEFLGAIAIDKYLANCNJNYOHORPARISCSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.