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Thomas Dixon

28 Years of Experience
Spartanburg, SC
1 DisclosureBroker

Thomas Dixon is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Spartanburg, SC, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1445 East Main Street, Spartanburg, SC, 29307

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History

Regulatory History (1)
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Judgment / Lien
July 2013
Other Business Activities

Thomas is the sole owner of TWD of Spartanburg LLC, a support company, since 2017. He spends minimal time on this business activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2016 - Present · 9 yrs 11 mos
Raymond James Financial Services, INC.Broker
March 2000 - Present · 26 yrs 2 mos
Previous Registrations
Edward JonesBroker
March 1998 - March 2000 · 2 yrs
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.