Rick Alvarado
Rick Alvarado is a CFP-designated registered investment advisor at Wealth One Advisors, based in Fallbrook, CA, with 35 years of industry experience. Rick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning.
Compensation
Firm Size
IM Fee
Fee Structure
- Written financial plan - $750 base fee, plus $250 for each additional financial planning module agreed to in advance.
- Financial planning consultations - $175 per hour.
Location
Fallbrook, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rick is a registered investment advisor with Wealth One Advisors since 2004 and uses Wealthone Advisors as a DBA for his LPL business since 2013. Since 2009, Rick also spends minimal time on outside fixed insurance, specifically fixed annuities.
Employment History
Current Registrations
Wealth One Advisors
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.