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Ron Adelstein

Colorado Financial Service Corporation
30 Years of Experience
Red Bank, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Ron Adelstein is a registered investment advisor at Colorado Financial Service Corporation, based in Red Bank, NJ, with 30 years of industry experience. Ron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.

Colorado Financial Service Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
188 clients
Average Client Portfolio
$447K average
Assets Under Management
$84.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.5M1.50%
$2.5M+1.50%

Fees are negotiable. Amounts over $2,500,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

157 Broad Street Suite 313, Red Bank, NJ, 07701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2002
Final
Customer Dispute
October 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ron owns RGA Wealth Management Inc. and dedicates his full time during market hours to it. He also owns LSA Fitness Corp and spends about 10% of his time during market hours on Safeguard Mutual Inc., an insurance-related DBA for final expense insurance.

Employment History
Current Registrations
Colorado Financial Service Corporation
July 2012 - Present · 14 yrs 3 mos
Colorado Financial Service CorporationBroker
June 2012 - Present · 14 yrs 4 mos
Previous Registrations
Brookstone Investment Advisory Services
November 2009 - June 2012 · 2 yrs 7 mos
Brookstone Securities, INC.Broker
October 2009 - June 2012 · 2 yrs 8 mos
Gunnallen Financial, INC
September 2008 - October 2009 · 1 yr 1 mo
Gunnallen Financial, INCBroker
August 2008 - October 2009 · 1 yr 2 mos
The Concord Equity Group, LLCBroker
October 2001 - August 2008 · 6 yrs 10 mos
Josephthal & CO., INC.Broker
February 1998 - October 2001 · 3 yrs 8 mos
Prime Charter LTD.Broker
February 1998 - February 1998 · 0 mos
R.D. White & CO., INC.Broker
September 1997 - February 1998 · 5 mos
The J.B. Sutton Group, LLCBroker
January 1997 - September 1997 · 8 mos
H.J. Meyers & CO., INC.Broker
December 1996 - February 1997 · 2 mos
Biltmore Securities, INCBroker
December 1996 - January 1997 · 1 mo
Stratton Oakmont INC.Broker
July 1996 - December 1996 · 5 mos
State Registrations26 states
AKAZCACOFLGAINKSLAMAMDMIMNMONCNJNYOHOKPASCSDTXVAVirgin IslandsWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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