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Tommy Elms
32 Years of Experience
Leawood, KS
1 DisclosureBroker
Tommy Elms is a registered investment advisor at Raymond James & Associates, INC., based in Leawood, KS, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
11551 Ash Street, Suite 250, Leawood, KS, 66211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2003Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.Broker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
February 2012 - June 2019 · 7 yrs 4 mos
Sun Life Financial Distributors, INC.Broker
November 2010 - November 2011 · 1 yr
John Hancock Advisers, LLC
December 2008 - September 2010 · 1 yr 9 mos
John Hancock Distributors LLC
October 2003 - December 2006 · 3 yrs 2 mos
John Hancock Distributors LLCBroker
September 2003 - September 2010 · 7 yrs
Fisher Investments,inc.
June 2002 - July 2003 · 1 yr 1 mo
Fam Distributors, INC.Broker
June 2000 - June 2002 · 2 yrs
Select Capital CorporationBroker
June 1999 - June 2000 · 1 yr
Eq Financial Consultants, INC.Broker
August 1997 - June 1999 · 1 yr 10 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1997 - June 1999 · 1 yr 10 mos
Corporate Network Brokerage Services, INC.Broker
June 1993 - August 1997 · 4 yrs 2 mos
Mark Twain Brokerage Services, INC.Broker
October 1992 - May 1993 · 7 mos
MML Investors Services, INC.Broker
July 1991 - October 1992 · 1 yr 3 mos
Home Life Insurance CompanyBroker
May 1991 - July 1991 · 2 mos
W. S. Griffith & CO., INC.Broker
May 1991 - July 1991 · 2 mos
State Registrations43 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYMAMDMIMNMOMSMTNCNENHNJNVNYOHOKORPAPRSCSDTNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.