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Robert Williams
49 Years of Experience
Leawood, KS
5 DisclosuresBroker
Robert Williams is a registered investment advisor at Raymond James & Associates, INC., based in Leawood, KS, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
11551 Ash Street, Suite 250, Leawood, KS, 66211
Get directionsHistory
Regulatory History (5)
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Regulatory
December 2005Final
Customer Dispute
December 2003Settled
Customer Dispute
August 2003Denied
Employment Separation After Allegations
April 2003Customer Dispute
August 1994Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2023 - Present · 3 yrs 4 mos
Raymond James & Associates, INC.Broker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2004 - March 2023 · 19 yrs 2 mos
Oppenheimer & CO. INC.Broker
April 2003 - March 2023 · 19 yrs 11 mos
RBC Dain Rauscher INC.
December 1999 - April 2003 · 3 yrs 4 mos
RBC Dain Rauscher INC.Broker
March 1998 - April 2003 · 5 yrs 1 mo
Dain Rauscher IncorporatedBroker
June 1996 - March 1998 · 1 yr 9 mos
Piper Jaffray INC.Broker
January 1981 - June 1996 · 15 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1978 - February 1981 · 2 yrs 9 mos
H.O. Peet & CO., INC.Broker
September 1976 - May 1978 · 1 yr 8 mos
State Registrations15 states
AZCACOFLIAINKSMAMONVOHOKTNTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.