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Darryl Dunn

19 Years of Experience
Leawood, KS
1 DisclosureBroker

Darryl Dunn is a registered investment advisor at Raymond James & Associates, INC., based in Leawood, KS, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

11551 Ash Street, Suite 250, Leawood, KS, 66211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Denied
Other Business Activities

Darryl is the owner/proprietor of 11389 Terra Aedificium, LLC, a rental real estate business, since 2022. He spends minimal time on activities such as collecting rent, paying taxes and insurance, and other property management responsibilities.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2020 - Present · 6 yrs 2 mos
Raymond James & Associates, INC.
July 2020 - Present · 6 yrs 2 mos
Raymond James & Associates, INC.Broker
July 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
March 2007 - August 2020 · 13 yrs 5 mos
UBS Financial Services INC.Broker
January 2007 - August 2020 · 13 yrs 7 mos
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Darryl Dunn - Financial Advisor | TrueAdvisor