DP
DP
David Park
34 Years of Experience
Valencia, CA
4 DisclosuresBrokerSells Insurance
David Park is a registered investment advisor at Cetera Investment Advisers LLC, based in Valencia, CA, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
26650 the Old Road Suite 213, Valencia, CA, 91381
Get directionsHistory
Regulatory History (4)
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Customer Dispute
December 2016Denied
Customer Dispute
January 2016Denied
Customer Dispute
August 2002Settled
Customer Dispute
May 2002Settled
Other Business ActivitiesSells Insurance
David is a registered representative for Park Wealth Advisors, an S corporation, since 2016. He spends about 10-20% of his time on insurance and variable annuity sales and consultation.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2026 - Present · 2 mos
Cetera Investment Advisers LLC
March 2026 - Present · 2 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2023 - March 2026 · 2 yrs 4 mos
Osaic Wealth, INC.
November 2023 - March 2026 · 2 yrs 4 mos
Fsc Securities CorporationBroker
February 2016 - November 2023 · 7 yrs 9 mos
Fsc Securities Corporation
February 2016 - November 2023 · 7 yrs 9 mos
Unionbanc Investment Services, LLCBroker
November 2009 - February 2016 · 6 yrs 3 mos
Unionbanc Investment Services, LLC
November 2009 - February 2016 · 6 yrs 3 mos
Wescom Financial ServicesBroker
August 2004 - November 2009 · 5 yrs 3 mos
Wescom Financial Services, LLC
June 2003 - November 2009 · 6 yrs 5 mos
Cuso Financial Services, L.P.Broker
April 2002 - September 2004 · 2 yrs 5 mos
Cuso Financial Services, L.P.
April 2002 - September 2004 · 2 yrs 5 mos
Linsco/private Ledger CORP.
February 2001 - April 2002 · 1 yr 2 mos
Linsco/private Ledger CORP.Broker
May 2000 - April 2002 · 1 yr 11 mos
Bisys Brokerage Services, INC.Broker
January 1998 - May 2000 · 2 yrs 4 mos
Laughlin Group Advisors, INC.Broker
January 1996 - December 1997 · 1 yr 11 mos
Marketing One Securities, INC.Broker
October 1994 - January 1996 · 1 yr 3 mos
Western Financial CorporationBroker
November 1993 - October 1994 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - October 1993 · 2 yrs 3 mos
State Registrations13 states
AZCACOGAHIMINVORPATXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.