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David Park

Cetera Investment Advisers LLC
35 Years of Experience
Valencia, CA
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

David Park is a registered investment advisor at Cetera Investment Advisers LLC, based in Valencia, CA, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

26650 the Old Road Suite 213, Valencia, CA, 91381

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2016
Denied
Customer Dispute
January 2016
Denied
Customer Dispute
August 2002
Settled
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is a registered representative for Park Wealth Advisors, an S corporation, since 2016. He spends about 10-20% of his time on insurance and variable annuity sales and consultation.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2026 - Present · 7 mos
Cetera Investment Advisers LLC
March 2026 - Present · 7 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2023 - March 2026 · 2 yrs 4 mos
Osaic Wealth, INC.
November 2023 - March 2026 · 2 yrs 4 mos
Fsc Securities CorporationBroker
February 2016 - November 2023 · 7 yrs 9 mos
Fsc Securities Corporation
February 2016 - November 2023 · 7 yrs 9 mos
Unionbanc Investment Services, LLCBroker
November 2009 - February 2016 · 6 yrs 3 mos
Unionbanc Investment Services, LLC
November 2009 - February 2016 · 6 yrs 3 mos
Wescom Financial ServicesBroker
August 2004 - November 2009 · 5 yrs 3 mos
Wescom Financial Services, LLC
June 2003 - November 2009 · 6 yrs 5 mos
Cuso Financial Services, L.P.Broker
April 2002 - September 2004 · 2 yrs 5 mos
Cuso Financial Services, L.P.
April 2002 - September 2004 · 2 yrs 5 mos
Linsco/private Ledger CORP.
February 2001 - April 2002 · 1 yr 2 mos
Linsco/private Ledger CORP.Broker
May 2000 - April 2002 · 1 yr 11 mos
Bisys Brokerage Services, INC.Broker
January 1998 - May 2000 · 2 yrs 4 mos
Laughlin Group Advisors, INC.Broker
January 1996 - December 1997 · 1 yr 11 mos
Marketing One Securities, INC.Broker
October 1994 - January 1996 · 1 yr 3 mos
Western Financial CorporationBroker
November 1993 - October 1994 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - October 1993 · 2 yrs 3 mos
State Registrations14 states
AZCACOGAHIIDMINVORPATXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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