Robert Downing
Robert Downing is a registered investment advisor at Cetera Investment Advisers LLC, based in Valencia, CA, with 30 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
28001 Smyth Drive, Ste 109, Valencia, CA, 91355
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2021Other Business ActivitiesSells Insurance
Robert serves as a trustee, oversees trust funds, and sells equity-indexed annuities through Avantax Investments. He is also an independent insurance agent selling fixed insurance products, owns Downing Tax & Financial Svc. providing accounting and tax preparation services (taking about half of his time), places insurance business through Avantax Insurance Agency (a few hours per week), and manages rental property.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.