JH
JH

John Hardiman

27 Years of Experience
Melville, NY
4 DisclosuresBroker

John Hardiman is a registered investment advisor at Janney Montgomery Scott LLC, based in Melville, NY, with 27 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

395 N. Service Road, Suite 411, Melville, NY, 11747

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2025
Denied
Customer Dispute
August 2025
Pending
Customer Dispute
July 2013
Withdrawn
Employment Separation After Allegations
September 2002
Employment History
Current Registrations
Janney Montgomery Scott LLC
August 2017 - Present · 8 yrs 9 mos
Janney Montgomery Scott LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - September 2017 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - September 2017 · 9 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
September 2002 - October 2007 · 5 yrs 1 mo
UBS Painewebber INC.
July 1999 - October 2002 · 3 yrs 3 mos
UBS Painewebber INC.Broker
March 1999 - October 2002 · 3 yrs 7 mos
Continental Broker-Dealer CORP.Broker
December 1998 - June 1999 · 6 mos
State Registrations28 states
AZCACOCTFLGAILINMAMDMEMONCNHNJNVNYOHORPAPRSCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.