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John Hardiman

Janney Montgomery Scott LLC
27 Years of Experience
Melville, NY
5 DisclosuresBroker
View SEC Summary
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John Hardiman is a registered investment advisor at Janney Montgomery Scott LLC, based in Melville, NY, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

395 N. Service Road, Suite 411, Melville, NY, 11747

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2026
Pending
Customer Dispute
November 2025
Denied
Customer Dispute
August 2025
Pending
Customer Dispute
July 2013
Withdrawn
Employment Separation After Allegations
September 2002
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLC
August 2017 - Present · 9 yrs 2 mos
Janney Montgomery Scott LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - September 2017 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - September 2017 · 9 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
September 2002 - October 2007 · 5 yrs 1 mo
UBS Painewebber INC.
July 1999 - October 2002 · 3 yrs 3 mos
UBS Painewebber INC.Broker
March 1999 - October 2002 · 3 yrs 7 mos
Continental Broker-Dealer CORP.Broker
December 1998 - June 1999 · 6 mos
State Registrations28 states
AZCACOCTFLGAILINMAMDMEMONCNHNJNVNYOHORPAPRSCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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