LE
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Leigh Einhorn
35 Years of Experience
Chatham, NJ
5 DisclosuresBroker
Leigh Einhorn is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
19 Center St, Chatham, NJ, 07928
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023Settled
Customer Dispute
December 2022Settled
Customer Dispute
December 2016Settled
Customer Dispute
December 2015Denied
Customer Dispute
February 1995Settled
Other Business Activities
Leigh is the 100% owner of Einhorn Financial Enterprises, LLC. This takes more than full-time, including time during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
March 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Advisors
January 2004 - March 2025 · 21 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - March 2025 · 24 yrs 5 mos
First Union Brokerage Services, INC.Broker
January 1996 - October 2000 · 4 yrs 9 mos
Marketing One Securities, INC.Broker
February 1994 - January 1996 · 1 yr 11 mos
Pruco Securities CorporationBroker
September 1990 - October 1993 · 3 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
September 1990 - October 1993 · 3 yrs 1 mo
State Registrations15 states
AZCACTDEFLGAMDMSNCNJNYPASCUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.