Joseph Dunn
Joseph Dunn is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Rockville, MD
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2019Customer Dispute
January 2018Customer Dispute
November 2013Other Business ActivitiesSells Insurance
Joseph owns a non-variable insurance business since 2020, dedicating about half of his time to it, and about 60 hours during trading. He also owns a non-variable insurance business since 2017 that is investment related, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
H. Beck, INC.Broker
Guardian Investor Services CorporationBroker
MML Investors Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.