Stephanie Yoingco
Stephanie Yoingco is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17 W Jefferson St Ste 4, Suite 4, Rockville, MD, 20850
Get directionsHistory
Regulatory History (2)
Financial
February 2023Customer Dispute
February 2014Other Business Activities
Stephanie works as front-of-house staff at Hersha Hospitality, a restaurant, since January 2025. This takes about half of Stephanie's time, but none during SEC trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
PNC Investments
PNC InvestmentsBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.