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Mark Monninger

LPL Financial LLC
32 Years of Experience
Rockville, MD
1 DisclosureBroker
View SEC Summary
View SEC Summary

Mark Monninger is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 32 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6231 Executive Blvd., Rockville, MD, 20852

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark owns several rental properties and spends minimal time managing them. He also works in tax preparation, accounting, and bookkeeping about 10-20% of his time, and coaches lacrosse for Montgomery County Public Schools about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Mutual Service Corporation
January 2006 - September 2009 · 3 yrs 8 mos
Mutual Service CorporationBroker
December 2005 - September 2009 · 3 yrs 9 mos
Fsc Securities CorporationBroker
February 2005 - December 2005 · 10 mos
American Security Investment Advisors, INC.
June 2003 - February 2006 · 2 yrs 8 mos
Oneamerica Securities, INC.Broker
May 2002 - February 2005 · 2 yrs 9 mos
Mutual Service CorporationBroker
December 2001 - May 2002 · 5 mos
Nylife Securities INC.Broker
April 1999 - February 2002 · 2 yrs 10 mos
The Lincoln National Life Insurance CompanyBroker
June 1998 - April 1999 · 10 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - April 1999 · 10 mos
Mony Securities CORP.Broker
September 1996 - July 1998 · 1 yr 10 mos
Pruco Securities CorporationBroker
February 1994 - September 1996 · 2 yrs 7 mos
State Registrations17 states
ARCACODCDEFLGAILMDNCNYPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Mark Monninger - Financial Advisor | TrueAdvisor