Victor Roy is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1747 Pennsylvania Avenue NorthWest, Street 900, Washington, DC, 20006
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Regulatory History (1)
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Customer Dispute
January 2009Denied
Other Business Activities
Victor is involved with Bluestone Capital Partners, specializing in government contracting businesses. He also serves as a board member for the Brian Westbrook Foundation and as a trustee/co-trustee for a trust, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - August 2022 · 13 yrs 7 mos
UBS Financial Services INC.Broker
January 2009 - August 2022 · 13 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
December 1998 - April 2007 · 8 yrs 4 mos
Morgan Stanley Dw INC.Broker
October 1998 - April 2007 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1990 - October 1998 · 8 yrs
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.