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Glenn Dydak

33 Years of Experience
San Diego, CA
2 DisclosuresBroker

Glenn Dydak is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4707 Executive Dr, San Diego, CA, 92121-3091

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2002
Customer Dispute
November 2002
Closed-No Action
Employment History
Current Registrations
LPL Financial LLC
February 2019 - Present · 7 yrs 3 mos
LPL Financial LLC
June 2013 - Present · 12 yrs 11 mos
LPL Financial LLCBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Private Advisor Group, LLC
June 2013 - February 2019 · 5 yrs 8 mos
PNC InvestmentsBroker
October 2008 - June 2013 · 4 yrs 8 mos
PNC Investments
October 2008 - June 2013 · 4 yrs 8 mos
Uvest Financial Services Group, INC.
January 2005 - October 2008 · 3 yrs 9 mos
Uvest Financial Services Group, INC.Broker
January 2005 - October 2008 · 3 yrs 9 mos
PNC Investments
March 2004 - January 2005 · 10 mos
PNC InvestmentsBroker
March 2004 - January 2005 · 10 mos
Uvest Financial Services And/or Compass Capital
March 2003 - March 2004 · 1 yr
Uvest Financial Services Group, INC.Broker
February 2003 - March 2004 · 1 yr 1 mo
Wachovia Securities, INC.Broker
October 2000 - January 2003 · 2 yrs 3 mos
First Union Brokerage Services, INC.Broker
December 1999 - October 2000 · 10 mos
Prudential Securities IncorporatedBroker
February 1997 - December 1999 · 2 yrs 10 mos
Chase Futures & Options, INC.Broker
November 1991 - March 1996 · 4 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1991 - November 1991 · 4 mos
State Registrations2 states
CAPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Glenn Dydak - Financial Advisor | TrueAdvisor