RG
RG
Rafael Gonzalez
33 Years of Experience
Coral Gables, FL
18 DisclosuresBroker
Rafael Gonzalez is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (18)
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Customer Dispute
October 2023Pending
Customer Dispute
January 2020Settled
Customer Dispute
November 2019Settled
Customer Dispute
July 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
February 2019Settled
Customer Dispute
December 2018Settled
Customer Dispute
December 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
August 2017Settled
Customer Dispute
April 2016Settled
Customer Dispute
October 2014Settled
Customer Dispute
July 2014Settled
Customer Dispute
July 2014Settled
Customer Dispute
June 2014Dismissed
Customer Dispute
May 2014Settled
Customer Dispute
May 2014Settled
Customer Dispute
August 2012Denied
Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Morgan StanleyBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Santander Securities
March 2010 - April 2014 · 4 yrs 1 mo
Santander Securities LLCBroker
September 2006 - April 2014 · 7 yrs 7 mos
UBS Financial Services Incorporated of Puerto RicoBroker
November 2001 - September 2006 · 4 yrs 10 mos
UBS Financial Services INC.Broker
October 1992 - September 2006 · 13 yrs 11 mos
State Registrations13 states
CADCFLGAILMANCNJNYPAPRTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.