TrueAdvisor
TrueAdvisor
AC
CFP
AC
CFP

Aura Lewanna Carmi

Stratos Wealth Advisors LLC
26 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningEstate PlanningTax PlanningInsurance PlanningBusiness Owners
Stratos Wealth Advisors LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
4,979 clients
Average Client Portfolio
$985K average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$10K

Location

2829 Townsgate Rd., Suite 100, Westlake Village, CA, 91361

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stratos Wealth Advisors LLC
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Edelman Financial Engines
November 2018 - October 2024 · 5 yrs 11 mos
Ef Legacy Securities, LLCBroker
April 2016 - October 2018 · 2 yrs 6 mos
Edelman Financial Services, LLC
January 2012 - November 2018 · 6 yrs 10 mos
Sanders Morris Harris LLCBroker
January 2012 - April 2016 · 4 yrs 3 mos
Securities America Advisors, INC.
April 2008 - January 2012 · 3 yrs 9 mos
Securities America, INC.Broker
April 2008 - January 2012 · 3 yrs 9 mos
Raymond James Financial Services
March 2008 - April 2008 · 1 mo
Raymond James Financial Services, INC.Broker
November 2007 - April 2008 · 5 mos
Painewebber IncorporatedBroker
June 1994 - October 1998 · 4 yrs 4 mos
Smith Barney INC.Broker
October 1990 - July 1994 · 3 yrs 9 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.