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Bob Hodges

Kovack Advisors, INC.
35 Years of Experience
Naples, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Bob Hodges is a registered investment advisor at Kovack Advisors, INC., based in Naples, FL, with 35 years of industry experience. Bob is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2272 Airport Rd S., Suite 207, Naples, FL, 34112

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bob is the owner of Hodges Wealth Management LLC, dedicating all of his time to it. He is also an insurance agent selling fixed, variable, equity-indexed annuities, and long-term care insurance.

Employment History
Current Registrations
Kovack Advisors, INC.
May 2020 - Present · 6 yrs 5 mos
Kovack Securities INC.Broker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Capital Guardian Wealth Management, LLC
November 2010 - July 2018 · 7 yrs 8 mos
Capital Guardian, LLCBroker
October 2010 - June 2017 · 6 yrs 8 mos
Moors & Cabot, INC
February 2009 - October 2010 · 1 yr 8 mos
Moors & Cabot, INC.Broker
July 2005 - October 2010 · 5 yrs 3 mos
International Assets Advisory, LLCBroker
May 2004 - August 2005 · 1 yr 3 mos
Janney Montgomery Scott LLCBroker
November 1999 - June 2004 · 4 yrs 7 mos
Painewebber IncorporatedBroker
September 1998 - December 1999 · 1 yr 3 mos
Wm Financial Services, INC.Broker
May 1998 - September 1998 · 4 mos
Great Western Financial Securities CorporationBroker
February 1994 - May 1998 · 4 yrs 3 mos
Brown & Company Securities CorporationBroker
December 1992 - February 1994 · 1 yr 2 mos
Delta First Financial, INC.Broker
April 1991 - June 1992 · 1 yr 2 mos
J. W. Gant & Associates, INC.Broker
February 1991 - March 1991 · 1 mo
Venture Trading, INC.Broker
January 1991 - February 1991 · 1 mo
State Registrations8 states
ALCACOFLGATNTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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