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George Teng

MML Investors Services, LLC
35 Years of Experience
Lisle, IL
8 DisclosuresBrokerSells Insurance
View SEC Summary
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George Teng is a registered investment advisor at MML Investors Services, LLC, based in Lisle, IL, with 35 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

2441 Warrenville Road, Suite 300, Lisle, IL, 60532

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2019
Denied
Customer Dispute
August 2015
Denied
Regulatory
March 2012
Final
Customer Dispute
July 2010
Denied
Customer Dispute
December 2008
Denied
Customer Dispute
August 2008
Withdrawn
Customer Dispute
May 2004
Closed-No Action
Customer Dispute
May 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

George is an agent for MetLife Trails, a non-MMLIA insurance brokerage, receiving trails from MetLife business since 2016. This requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
January 1999 - March 2017 · 18 yrs 2 mos
Msi Financial Services, INC.Broker
March 1991 - March 2017 · 26 yrs
Metropolitan Life Insurance CompanyBroker
March 1991 - July 2007 · 16 yrs 4 mos
State Registrations2 states
FLIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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