Thomas Bongiorno
Thomas Bongiorno is a registered investment advisor at MML Investors Services, LLC, based in Lisle, IL, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
2441 Warrenville Road, Suite 300, Lisle, IL, 60532
Get directionsHistory
Regulatory History (1)
Criminal
October 1991Other Business ActivitiesSells Insurance
Thomas is a sales agent for a non-MMLIA insurance brokerage, selling fixed annuities and managing trails from MetLife fixed business, dedicating minimal time to this. He also plays drums in a local 80's cover band, Highstakes 80's Rock Band, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Wrp Investments, INC.
Wrp Investments, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.