SW
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Sean Warner

15 Years of Experience
Lisle, IL
1 DisclosureBrokerSells Insurance

Sean Warner is a registered investment advisor at MML Investors Services, LLC, based in Lisle, IL, with 15 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2441 Warrenville Road, Suite 300, Lisle, IL, 60532

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Settled
Other Business ActivitiesSells Insurance

Sean is a sales agent at Comprehensive Financial Concepts LLC, a non-MMLIA insurance brokerage, since 2018. He dedicates minimal time to selling property and casualty insurance.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
October 2016 - March 2017 · 5 mos
Msi Financial Services, INC.Broker
November 2010 - March 2017 · 6 yrs 4 mos
State Registrations13 states
AZCAFLGAHIILINMAMIMNNETXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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