James Harris is a registered investment advisor at Morgan Stanley, based in Syracuse, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
250 South Clinton Street, Suite 500, Syracuse, NY, 13202
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Regulatory History (1)
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Customer Dispute
June 2007Settled
Other Business Activities
James serves as a trustee/co-trustee for a trust since May 2022 in Estero, Florida. This investment-related activity requires minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 1991 - April 2007 · 16 yrs 3 mos
State Registrations36 states
ALARAZCACOCTDCDEFLGAILKYMAMDMEMIMNMONCNHNJNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.