TJ
TJ
Timothy Jennings is a registered investment advisor at Morgan Stanley, based in Ithaca, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
130 East Seneca Street, Suite 500, Ithaca, NY, 14850
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2021Settled
Employment History
Current Registrations
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Morgan Stanley
February 2014 - June 2019 · 5 yrs 4 mos
Morgan StanleyBroker
February 2014 - June 2019 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - February 2014 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - February 2014 · 3 yrs 3 mos
Cco Investment Services CORP.
October 2009 - October 2010 · 1 yr
Cco Investment Services CORP.Broker
October 2009 - October 2010 · 1 yr
Banc of America Investment Services, INC.Broker
September 2005 - April 2009 · 3 yrs 7 mos
Banc of America Investment Services, INC.
September 2005 - April 2009 · 3 yrs 7 mos
First Command Financial Planning, INC.
September 2005 - September 2005 · 0 mos
First Command Bank
June 2005 - September 2005 · 3 mos
First Command Financial Planning, INC.Broker
August 2002 - September 2005 · 3 yrs 1 mo
State Registrations46 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.