EB
EB

Eric Brown

27 Years of Experience
Syracuse, NY
1 DisclosureBroker

Eric Brown is a registered investment advisor at Morgan Stanley, based in Syracuse, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

250 South Clinton Street, Suite 500, Syracuse, NY, 13202

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Other Business Activities

Eric is a board member for Crouse Community Center and Elmcrest Childrens Center, spending minimal time on each. He is also a managing member of Marlyn Park Drive LLC, a real estate company, dedicating a few hours per week.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
August 2001 - April 2007 · 5 yrs 8 mos
Fidelity Investments Institutional Services Company, INC.Broker
May 2000 - August 2001 · 1 yr 3 mos
Fidelity Brokerage Services, INC.Broker
March 1998 - April 2000 · 2 yrs 1 mo
State Registrations30 states
ALAZCACOCTDCDEFLGAIAILINKYMAMDMEMINCNHNJNYOHPARISCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.