Anne Buck is a ChFC-designated registered investment advisor, based in New Braunfels, TX, with 35 years of industry experience.
Location
137 Landa Street, New Braunfels, TX, 78130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anne is an investment advisor representative (IAR) with Kestra Advisory Services, a member/owner of Trinity Oak Wealth Partners utilizing insurance in her practice, a member/Vice President/Treasurer of MTJ, LLC (real estate), the managing member of Anne Schumann Buck, LLC, and the owner of Schumann and Buck Financial Services. Her role as IAR and with Trinity Oak Wealth Partners each take nearly full-time hours.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.