Cataldo Panici
Cataldo Panici is a registered investment advisor at LPL Financial LLC, based in Frankfort, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20901 S. Lagrange Road, Frankfort, IL, 60423
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2025Customer Dispute
January 2024Customer Dispute
May 2020Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Cataldo is involved with non-variable insurance through Wintrust Wealth Management since 2009. This activity, which is investment-related, takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Lasalle Financial Services, INC.
Lasalle Financial Services, INC.Broker
Harris InvestorlineBroker
Ameritas Investment CORP.Broker
Harris Investors Direct, INC.Broker
Citicorp Investment ServicesBroker
Ascend Financial Services, INC.Broker
Nylife Securities INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.